Pennsylvania Politics: A Tercentennial Perspective
Written by John Coleman in the Features category and the Tercentenary 1981 issue Topics in this article:“Governments, like clocks, go from the motion men give them. Let men be good, and the government cannot be bad…” – William Penn
On 4 March 1681, Charles II, King of England, signed a charter which conveyed to his trouble some subject, William Penn, territory in English North America larger than Portugal and nearly four times the size of the Netherlands. Within that vast domain the charter vested political power, with a few significant restrictions, in the hands of Penn and “his heires and assignes.” The King retained certain prerogatives which Limited Penn’s freedom of action, the most important being the right to disallow laws of which he disapproved. In Penn’s political relations with the inhabitants of the colony, however, he could appoint officials, make laws, levy taxes and discharge all of the other conventional duties of government restricted only by the charter provision that laws be made “by and with the advice, assent, and approbation of the freeman .. . or the greater parte of them, or of their Delegates or Deputies.” Significantly, the manner in which this advice and assent would be given was left to Penn to determine. His authority was, therefore, extraordinarily broad and relatively unencumbered.
In four frames of government prepared by Penn and his associates and promulgated over the next twenty years (1682, 1683, 1696, 1701), the proprietor established the structures and procedures through which political power would be exercised in colonial Pennsylvania. In the initial frame, even “the Turk was not more absolute” than the proprietor, claimed one observer. Remarkably, in subsequent frames, Penn permitted a shift in the locus of power from the proprietor to the freemen acting through their elected delegates. The final frame, the Charter of Privileges (1701), vested independent executive power in an appointive governor armed with a legislative veto and assisted by an advisory Council, also appointive. The Assembly, consisting of delegates elected annually from the several counties, was empowered to select its own officers and committees; prepare, debate and enact legislation and sit on its own adjournment. Higher judicial officers were appointed by the governor while lesser officials were elected. Although Penn signed the Charter of Privileges reluctantly, on the eve of his departure for England, his reluctance in surrendering his prerogatives is understandable. Yet Penn’s anti-authoritarian cast of mind, his belief in individual dignity and the right of dissent, his commitment to the concept of equality at law, and his understanding of the expectations of prospective migrants prompted him to do so. While he and others regarded the Charter as temporary, it remained Pennsylvania’s constitution until 1776. Its adoption gave to Pennsylvania’s political structures the representative democratic stamp which they bear to the present.
The story of Pennsylvania’s three hundred year adventure in self-government has been usually colorful, sometimes tumultuous, often hilarious and always intricate and involved. Filled with murky chapters and unexpected twists, it is a story that can not always be told with complete assurance. “Historians can get lost in the convolutions of Pennsylvania politics,” Paul B. Beers has observed, adding “anyone too sure of himself – politician, scholar, or voter – is apt to be wrong.” Attempts to generalize about three centuries of “Keystone State” politics, increase the chances of error dramatically.
Yet if one steps back from the din and the fury of day-to-day political combat, patterns do seem discernible. There are certain constants – broad patterns of uniformity – that characterize Pennsylvania politics across the generations and give structure and direction to the story. Beneath that shell of uniformity, however, there are equally durable threads of diversity which lend vitality and color to the tale. Both of these, the patterns of uniformity and the threads of diversity, the warp and the woof of Pennsylvania politics, deserve attention.
One party government has characterized Pennsylvania over long periods of her existence. The Quakers of Philadelphia and neighboring counties, organized as the Popular or Antiproprietary Party, dominated the provincial Assembly and through it the government of the colony from its earliest days to 1756. They were ousted only when, in the midst of the French and Indian War, with Indians carrying tomahawk and ‘torch almost to Philadelphia itself and the whole countryside aroused, they found themselves unable to reconcile their Quaker pacifism with the absolute necessity to provide adequate defenses for the colony.
Opponents of the Federalist Party placed Thomas McKean in the governor’s mansion in 1799 and carried the state for Thomas Jefferson in 1800. Known initially as the Democratic Republicans and later as the Democrats, they held sway over Pennsylvania with few interruptions for the next sixty years and produced the state’s only president. Not until 1860, amid the political convulsions which produced the Civil War, were they toppled from power and their party shattered.
The Republican Party, victorious in the gubernatorial and presidential elections of 1860, quickly consolidated its new position and clamped a vice-like grip on state politics which it would maintain for nearly a full century. Of twenty-one governors who ruled Pennsylvania between 1860 and 1954, only two, Robert Pattison (1883-1887; 1891-1895) and George H. Earle (1935-1939), were Democrats. During the same period only one Democrat, Franklin D. Roosevelt, carried the state in a presidential contest although he did so three times (1936, 1940, 1944). Not until 1954, amid spectacular disclosures of widespread corruption in Republican ranks and with Pennsylvania experiencing deepening economic woes, were the Democrats able to mount a successful and sustained challenge to Republican control of the state.
That Pennsylvania has been a one-party state for over two hundred years of her existence is a reality deserving of recognition in its own right. Beyond that, however, one party dominance has influenced the character of state politics and its practitioners in several important ways. First, the absence of a viable opposition has tended to insulate political wrongdoers from fear of exposure or, worse, of defeat. Thus it has contributed to those recurring episodes of corrupt practice for which Pennsylvania has long been notorious. Second, freed from the threat of ouster, the ruling parties have repeatedly splintered into warring factions whose bitter and spectacular struggles for power have enlivened the political scene. Finally, political leaders, preoccupied with controlling the conduits to power and repelling challenges from within, have generally been, in Philip S. Klein’s phrase, “technicians rather than statesmen.”
Moderation has long been a cardinal virtue in Pennsylvania politics. Extremists of the left or of the right have not been suffered gladly by the voters, the politicians or the system. Political power has been seldom and then only fleetingly bestowed upon them. Fiery George Keith convulsed Quaker Philadelphia, polarized the community and, in 1693, provoked a riot in the city’s largest meetinghouse; Passmore Williamson, although in jail for his participation in a slave “rescue,” was nominated for canal commissioner by the Republican State Convention in 1855; vagrant Joe Barker, five years earlier, was elected mayor of Pittsburgh although also in jail for inciting anti-Catholic riots; and A. Mitchell Palmer was a serious contender for the Democratic presidential nomination in 1920, borne largely on the national tide of anti-Bolshevik hysteria which his “Palmer Raids” bad done so much to create. Yet none won a permanent place in the political hierarchy. Extremism has not been the road to political power in Pennsylvania. Serving a state so geographically and culturally diverse, with a constituency so heterogeneous, economic interests so varied and local political organizations so powerful, her politicians have long recognized that extreme positions alienate more voters than they attract. When William Scranton, pressed to clarify his position in the midst of the 1962 gubernatorial campaign replied that he was “generally a middle-of-the-roader,” he cloaked himself with the political heritage of his state. Pennsylvania’s politicians for generations have been “generally middle-of-the-roaders,” and have rarely been caught too far ahead of the pack.
Characteristic, also, of the politicians of Penn’s Woods and an additional consequence of the state’s heterogeneity, has been their penchant for negativism. Although the point is subject to exaggeration, Pennsylvania’s aspiring leaders have repeatedly been nay-sayers, rallying public support around positions of opposition rather than around programs for positive action. For example, historian Gary Nash has characterized David Lloyd as “a gifted man, a brilliant orator and student of the law, a skilled advocate, an unequaled legislative draughtsman and parliamentarian and the man best qualified to assume the role of political leader” in eighteenth-century Pennsylvania. Lloyd, in fact, dominated the Assembly for a quarter century and at times exerted an influence over the affairs of the colony second only to that of Penn himself. He did so as the leader of the Antiproprietary Party and, throughout bis long career, waged a bitter and unrelenting war upon the prerogatives of Penn. Ben Franklin advanced from membership to leadership in the Assembly in the late 1750s only after he directed his formidable talents to the task of ending the proprietorship altogether. His greater fame, two decades later, derived from his opposition to the conduct of King and Parliament. The Democratic Republican victory in 1800 had similarly negative underpinnings. “Federalist supremacy had been overthrown,” wrote a leading student of the period, “by a diverse combination of those whom it alienated.” In 1828, supporters of Andrew Jackson argued that John Quincy Adams’ “corrupt bargain” with Henry Clay disqualified Adams from further public service.
As the pattern continued, the list of politically useful objects of denunciation grew. Opposition to foreigners, Catholics, “dough faces,” Black Republicans, anarchists, Bolsheviks, grafters, “pinkoes,” bosses, the Philadelphia influence and big government have all, from time to time, proved useful vehicles to aspiring politicians. And then there is opposition to taxes. From William Penn to Richard Thornburgh, no position has proven more durable and more popular, and generations of state leaders have embraced it unashamedly and regardless of consequence. Finally, in 1978, the Democratic gubernatorial candidate, Peter Flaherty, even ran against the Democratic state organization and informed the incumbent Democratic governor, Milton J. Shapp, “I do not seek nor do I accept your endorsement of my candidacy.” Significantly, Flaherty lost and, in so doing, defined perhaps the outer limits of negativism as a useful political strategy.
In contrast to the acquiescence by Pennsylvanians in extended periods of one party rule has been their tendency toward constitutional experimentation. This tendency has introduced periodic changes into the political equation and has provided Pennsylvania with a surprising variety of constitutional forms.
The state has had no less than five constitutions over the past two hundred and eighty years. The Charter of Privileges (1701) was supplanted by newer frames in 1776, in 1790, in 1838 and in 1873. Historically, the life expectancy of a Pennsylvania constitution has therefore been less than sixty years. Moreover, efforts to attach specific amendments to the constitution of the moment have been far more frequent than efforts at wholesale revision and have been a constant in state politics. Although usually unsuccessful, amendments have been adopted periodically and have occasionally worked significant changes as did the 1850 amendments to the Constitution of 1838 and those of 1968 to the Constitution of 1873.
The impetus for constitutional change came, in the late eighteenth and early nineteenth centuries, from emerging majority parties desirous of consolidating their power and their views and of insulating both from the results of an adverse election. The Radicals who wrote the Constitution of 1776 and the Federalists who supplanted them and wrote the Constitution of 1790 produced sharply contrasting frames of government. Both incorporated positions that the authors had long advocated and arrangements designed to maximize their influence.
The Constitution of 1838 was, however, the product of different forces. None of the contending parties of the 1830s championed revision. Yet voters across the state, dissatisfied with authoritarian features of the 1790 document and the enfranchisement of blacks under it, forced the reluctant parties to the task of revision. The result was a document which democratized Pennsylvania’s political institutions to a surprising degree while, ironically, restricting the ballot to “white freemen.” In 1850, in a further expression of democratic sentiment, the voters approved an amendment providing for an elective judiciary.
By the mid-nineteenth century, then, both the impetus for constitutional amendment and revision and the purposes sought had begun to shift. Earlier, changes had been engineered by the dominant party in pursuit of partisan objectives. Increasingly, however, dissident factions within the majority, elements from the “outs,” citizen groups and irate voters united upon constitutional change as a way of curbing the power of an entrenched and unresponsive majority party and of correcting abuses attributed to it. Such were the origins of the Constitution of 1838 and, to a far greater degree, that of 1873.
By the late 1860s, Pennsylvania, in the iron grip of Simon Cameron’s Republican machine, wallowed in “bewildering debauchery and profligacy” as A. K. McClure characterized it. Yet a partially bought Democratic opposition was incapable of ousting the machine and reform-minded Republicans failed repeatedly in their efforts to dislodge it. Gradually the idea of effecting reform through constitutional revision began building, slowly gathered adherents and, in time, became irresistible. In 1871, advocates of revision forced the question onto the ballot and the voters registered their overwhelming approval by a margin of nearly five to one. In 1872, convention delegates were elected, began their deliberations and in the following year completed the new document.
Basically, the authors of the Constitution of 1873 sought to reform the legislature and its procedures, the elective process and local government. Reflecting that purpose, the new constitution was extraordinarily specific and, consequently, three times longer than its predecessor. “Government procedures were prescribed in such detail and so many restrictions were placed upon public officials,” noted historian Frank B. Evans, “that one journal expressed its dominant theme as ‘Lead Us Not Into Temptation.'” In a special election on December 16, 1873, Pennsylvania’s voters, anticipating the dawn of a new era, approved the document by a vote of 253, 774 to 108,594 despite stiff opposition from the machine.
Although heralded as a ”triumph of honesty over corruption,” neither the ingenious provisions nor the carefully phrased restrictions of the Constitution of 1873 produced the reforms intended. The Republican machine defied some, circumvented others, diverted the remainder of its own purposes and continued in power well into the twentieth century. William Penn would not have been surprised. Writing in 1682, he observed, “Governments, like clocks, go from the motion men give them. Let men be good, and the government cannot be bad; if it be ill, they will cure it. But if men be bad, let the government be ever so good, they will endeavor to warp and spoil it.”
Significantly, the great effort of 1873 was never repeated, suggesting that Penn’s lesson had been learned. The most extensive changes thereafter, a series of amendments ratified in 1968, can be seen largely as an effort to adjust the nineteenth-century document to the realties and complexities of twentieth-century Pennsylvania.
Yet since Penn first addressed the questions of an appropriate framework of government, the distribution of power within it and the process of selection of officeholders, Pennsylvanians had divided over the appropriate answers. Their divisions, over time, produced unicameral and bicameral legislatures, plural and single executives, strong and weak governors, appointed and elected judges, and injected a considerable variety into the political arena.
The diversity of Pennsylvania politics does not derive merely from the tendency toward constitutional experimentation, however. Long periods of one-party government notwithstanding, the dominance of the ruling party was rarely uncontested. Opposition parties remained in the field, waged spirited campaigns and, if the incumbents relaxed their efforts, miscalculated on key issues or quarreled among themselves, threatened their ouster. Occasionally that occurred.
David Lloyd’s Popular Party controlled the Assembly in the first half of the eighteenth century. Yet, because of its increasingly obstructive tactics and disruptive antics, it was swept from power in the elections of 1710 and did not regain it until mid-decade.
During the first sixty years of the next century, the Democratic Party dominated the state, but its position was neither unchallenged nor entirely secure. Statewide elections were so bitterly contested that the outcome often hinged upon the final returns. For example, Democratic governors elected in 1832, 1838, 1844 and 1851 polled popular majorities of only 3,072 (Wolf), 5,496 (Porter), 4,282 (Shunk) and 8,465 (Bigler) respectively. None attracted more than fifty-two percent of the total vote. Moreover, the opposition actually triumphed in 1835 (Ritner), in 1847 (Johnston) and in 1854 (Pollock). In addition, Whig presidential candidates carried Pennsylvania in 1840 (Harrison) and 1848 (Taylor) and came close in 1836 (Harrison) and 1844 (Clay).
Even in the Republican Era (1860-1954), when the majority party was entrenched most deeply and for the longest span in the state’s history, the threat posed by the Democratic opposition could not be entirely discounted. To be sure, the Democrats won only three gubernatorial contests in the period and, excepting Franklin Roosevelt’s three victories, lost every presidential canvass as well. Yet the outcome of statewide elections, especially in the nineteenth century, was often sufficiently uncertain as to generate enthusiasm among the voters and apprehension among the Republican leaders. Moreover, modest successes in local, assembly and state senate contests enabled the Democrats to maintain an opposition presence through the long century of Republican rule.
Further enlivening the Pennsylvania political scene have been those periodic and protracted struggles for power between men of conspicuous talent, overweaning ambition and impressive durability. Those remarkable arch-enemies David Lloyd and James Logan dominated the political stage in the first third of the eighteenth century. Yet, inasmuch as they led rival parties and took opposite sides on the issue of proprietary power, they do not entirely fit the later pattern. Subsequent struggles were more often of an intra-party nature and at issue was less policy than power.
Pennsylvania’s only president, James Buchanan, and her only vice-president, George Mifflin Dallas, were contemporaries who rose from the ranks of the Democratic Party in the mid-nineteenth century. In the course of their distinguished and parallel careers, both served in the United States Senate and as ministers to Russia and to the Court of St. James. However, shared antecedents and experiences notwithstanding, they were not collaborators within the Democratic Party of their home state but rivals bent upon control of it. For thirty years prior to the Civil War, their struggle for power was a reality of central importance in Democratic Party politics, affecting party platforms and tickets, and the careers of a generation of party leaders.
The rise of the Republican Party in the 1850s and its triumph in the 1860s brought a new cast of characters to the political stage but the familiar scenario remained. Through the first two decades of its existence, Simon Cameron and Andrew Gregg Curtin convulsed the party in their savage battle to control it. Not until the early 1870s were the Cameron forces able to place their dominance beyond serious challenge. Meanwhile, within the Democratic ranks, William A. Wallace and Samuel J. Randall had initiated their long and bitter rivalry which would end only with the death of Randall in 1890.
Pennsylvania politics in the twentieth century has not witnessed the protracted personal struggles of earlier years. Yet Gifford Pinchot’s battles with the Vare brothers of Philadelphia and James H. Duff’s contests with Joseph F. Grundy, although more issue-oriented than earlier ones, evidence a continuing tradition.
Men, not institutions, set the course and tone of politics as Pennsylvania’s experience demonstrates. Saints and sinners, rascals and redeemers, men of noble determination and others of mean audacity have strode her political stage and imbued her political story with much of its vitality and diversity.
So broad a range of characters has produced intriguing contrasts, fascinating combinations and surprising careers. The cultured and aristocratic William Penn spent the talent and energies of his lifetime in an idealistic effort to make the “holy experiment” a reality. Two centuries later his near-namesake, the cultured and aristocratic Boies Penrose, spent the talents and energies of his Lifetime in a cynical effort to make a corrupt Republican machine invincible. The Camerons, father and son, were political forces in Pennsylvania for nearly a century and created that Republican machine to which Penrose later fell heir. Between them they represented the “Keystone State” in the United States Senate for four decades but produced not a single piece of significant legislation. Sometime U.S. Senator Joseph R. Grundy, a Republican power especially in the 1920s and 1930s, held political views so hidebound that his name was synonymous with reactionary Republicanism. His contemporary, Gifford Pinchot, was the state’s most outspoken and magnetic advocate of Progressive Republicanism and his achievements, in two terms as governor (1923-1927; 1931-1935), earned for him a position as one of the greatest reform governors in Pennsylvania history. Yet the two men collaborated on occasion and Grundy’s support was a significant factor, perhaps the decisive one, in both of Pinchot’s gubernatorial victories. More recently, in 1958, Pittsburgh’s Democratic mayor, David L. Lawrence, to many the archetypical big city “boss,” was elected governor and to the surprise of many produced an efficient, constructive and remarkably scandal-free administration. In 1971, political outsider Milton J. Shapp bucked the Democratic organization and, denouncing the evils of machine politics with missionary zeal, was elected to the first of his two terms as governor. When he retired in 1979, the real achievements of his administration were obscured by what some observers regarded as the most spectacular record of corruption in modern Pennsylvania politics.
A new element of diversity has intruded itself upon the Pennsylvania scene in the past quarter century. Two party politics, after a century’s absence, returned to Pennsylvania. The harbinger of change was the 1951 Philadelphia municipal election in which outspoken reform advocates Joseph S. Clark and Richardson Dilworth were elected mayor and district attorney respectively. It was an impressive achievement. Clark became the first Democrat to rule Philadelphia’s City Hall since the previous century and his victory marked the demise of the Republican machine there. When, in 1954, Democrat George M. Leader was elected governor-only the third member of his party so chosen since the Civil War – and, two years later, Clark ousted incumbent Republican Jim Duff from the U.S. Senate, the statewide dimensions of the upheaval were evident. When, late in the decade, Democratic voter registrations statewide surpassed those of Republicans for the first time ever, the new political order was confirmed.
Since 1954, Pennsylvania’s voters have elected six governors, three Democrats – George Leader, David Lawrence and Milton Shapp – and three Republicans-William Scranton, Raymond Shafer and Richard Thornburgh. In selecting other state officers, legislators, congressmen and senators, they have exhibited the same willingness to choose freely from both parties. The historical tradition of one-party rule appears to have ended. Perhaps it has. Yet, in 1981, as Pennsylvania begins the fourth century of her existence as Province and Commonwealth, her governor, Richard Thornburgh, her United States Senators, H. John Heinz and Arlen Specter and most of her elected state officials are Republicans. In addition, the G.O.P. controls the General Assembly and twelve of twenty-five U.S. congressional seats. Whether this revival of Republican strength reflects merely a temporary shift in party fortunes or foreshadows the beginning of a new Republican era, only the future will reveal.
One wonders, however, what Penn himself would conclude of his handiwork were he able to view it from the perspective of its three hundred year history. He would surely note many things of which he disapproved and some which saddened him. But he could not fail to observe that the democratic stamp which he placed upon Pennsylvania’s political institutions in 1701 had endured; that the racial, ethnic and religious diversity of his colony had grown wondrously; and that a remarkable and mutual tolerance had come to characterize the political interaction of those diverse groups. He might even conclude that Pennsylvania, at her tercentenary, still stood by her moorings and that the “holy experiment,” although not all he had envisioned, had not failed.
For Further Reading
Beers, Paul B. Pennsylvania Politics Today and Yesterday, The Tolerable Accommodation. University Park: The Pennsylvania State University Press, 1980.
Klein, Philip S. and Hoogenboom, Ari. A History of Pennsylvania. 2nd rev. ed. University Park: The Pennsylvania State University Press, 1980.
McClure, Alexander K. Old Time Notes of Pennsylvania. 2 vols. Philadelphia: John C. Winston Co., 1905.
Nash, Gary B. Quakers and Politics, Pennsylvania, 1681-1726. Princeton: Princeton University Press, 1968.
An ongoing series of monographs on Pennsylvania politics has been published, with two exceptions, by the Pennsylvania Historical and Museum Commission (*University of Pennsylvania Press). Authors and dates of coverage are as follow: Theodore Thayer (1740-1776); Robert L. Brunhouse (1776- 1790); Harry M. Tinkcom (1790-1801); Sanford W. Higginbotham (1800-1816); Philip S. Klein (1817-1832)*; Charles M. Snyder (1833-1848); John F. Coleman (1848-1860); Erwin S. Bradley (1860-1872)*; and Frank B. Evans (1872-1877).
John F. Coleman received his Ph.D. in history from the Pennsylvania State University and is professor of history at St. Francis College of Pennsylvania. In addition to articles and reviews on the political history of the Keystone State, he is the author of The Disruption of the Pennsylvania Democracy, 1848-1860.